Search for: "David Rios-Rivera" Results 1 - 7 of 7
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12 Nov 2010, 8:47 am by Tim Epstein
Rivera and Mateo allegedly scouted players that they knew they could secure kickbacks from, and Rivera sought players already affiliated with Mexican teams. [read post]
12 Nov 2010, 1:00 pm
Oquendo and Rivera allegedly scouted players that they knew they could secure kickbacks from, and Oquendo sought players already affiliated with Mexican teams. [read post]
27 Jul 2020, 7:08 pm by Silver Law Group
According to FINRA Disciplinary actions for July 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Robert Cacioppo   MML Investors Services, LLC   NYLIfe Securities LLC   Michael Davis   Allied Millennial Partners, LLC   Syren Capital Advisors   David… [read post]
1 Feb 2016, 5:47 pm by Law Lady
RVS CAPITAL, LLC, a Florida limited liability company, RIO VISTA SALOON, LLC, a Florida limited liability company, and DAVID ZWICK, Appellees. 4th District. [read post]